FRANKENSTEIN
If Faust will not serve as a modern filicidal touchstone, we look elsewhere and find
such a benchmark in a rather unlikely place, hidden away in the original version of one of
the most famous and frequently re-told of all modern stories: Frankenstein, by Mary
Wollstonecraft Shelley.
Mary Shelley (1797-1851)
Shelley's "monster novel," itself a re-telling of one of humanity's oldest
myths, that of the creation of life, turns out to contain the most explicit and detailed
representation of the filicidal politics of the patriarchal family that we have available.
It is probably no accident that the creator of the definitive depiction of filicidal
reality behind modern patriarchal behavior was a woman. By the beginning of the nineteenth
century, men had yielded so nearly totally to the seductive pursuit of the rewards for
well-practiced control--money, power, and prestige--that we had almost completely lost
touch with our humanity.
Shelley, her husband, Percy, and Byron spent a long, somewhat dreary summer in
Switzerland in 1816. As Shelley tells the story in her introduction to Frankenstein, there
had been much talk in the little group concerning the supernatural, the origin of life,
and the recent discoveries in the use of electricity. They had also been reading various
German ghost stories. At length they decided on a competition. Each was to compose a
supernatural story of some kind for the entertainment of the others. They set to work, but
Byron and Percy quickly tired of such an unworthy application of their Olympian talents
and turned back to the loftier pursuits of poetry. Mary persevered. For several months she
persevered. Between caring for her infant son and her grown-up poet-husband, the writing
down of Frankenstein was a matter of a moment stolen here and another stolen there. The
novel was finished and sent off to a London publisher who brought it out in 1818. It was
an immediate success and has remained popular ever since as a classic of "horror
fiction." And of course the fame of the book has been compounded many times by
innumerable stage, movie, and television adaptations.
Why should this rather simple horror story have intrigued so many for so long? For one
thing, Frankenstein is a good story well-told. With a sure economy of words (the novel
runs to only some 200 pages), which certain more famous male persons close to her might
have done well to emulate, Shelley gave the handful of central characters a depth and
richness which a long series of adapters have neither matched nor exhausted. Even with its
somewhat archaic rhetoric, its occasionally creaking plot, its excess of sentiment, the
novel still comes off extraordinarily well. The frequently ill-guided excisions,
abbreviations, and additions to which generations of would-be adapters have resorted only
show that Shelley understood the story far better than they--and perhaps the rest of us as
well.
But no matter how well-written, a novel achieves the kind of enduring popularity which
Frankenstein has enjoyed only if it strikes a strong, resonant chord in large numbers of
readers. What chord is it this novel has continued to strike for over a century and a
half? There are at least two, one obvious and one not so obvious.
The obvious: Frankenstein was the first novel to exploit and explore successfully our
fascination with the new god, Science, its attendant promises and dangers. The book bears
the subtitle: The Modern Prometheus. Victor Frankenstein is just that, a new Prometheus in
the form of the scientist who brings fire--the spark of life--to humanity by creating life
itself. As Shelley unfolds the story she reveals to us the irony in the subtitle and thus
the irony in science itself. With the best and noblest of intentions Frankenstein sets out
to create another human being. He speaks of his task as a means of conquering death and
the debilitating effects of various diseases, but he winds up creating Death itself as his
creation, a monster of great strength and equally great rage, turns on him and his family.
Where the mythological Prometheus was a savior of humanity, this new Prometheus becomes a
destroyer of humanity, or at least of Victor's familial portion of humanity. At the same
time that the novel appeals to our rather childish belief in the omnipotence of science,
it also plays on our fear and distrust of such a potent "god". Shelley thus
created the basic formula used with great success and profit by countless imitators ever
since. We are both fascinated and frightened by the scientist and by the scientist's
creations.
The less obvious chord Frankenstein strikes is filicidal. Shelley has here given us a
woman's report on how filicidal, patriarchal humanity looked in the early nineteenth
century. It is not a pretty picture, nor is it, it turns out, a very dated one. We see our
modern selves, particularly our masculine selves, reflected with an accuracy and a realism
often lacking in male-authored modern myths. The novel is in effect a slave's barely
disguised report on the real behavior of the master-half of the race. That behavior stands
in stark contrast to the pretended behavior of the masters as one generally finds it
described in their own self-serving stories about themselves.
Victor Frankenstein, a spoiled and pampered son of an upper-class Swiss family,
compulsively driven to solve the mystery of life, creates another male, a "son".
He is therefore the perfect filicidal father. He does not need a woman to create his son.
(Compare the similar behavior of the Judeo-Christian God in Eden.) At the moment of
animation of his creation, Victor's enthusiasm ("love") changes to revulsion and
in a dreadful proto-scene he rejects his "son" as a monster and flees in terror.
The son, whose mind is initially as unformed and open as that of an infant is left to
stumble about the countryside, desperately seeking love but engendering fear and violence
in everyone he encounters. When father and son at last meet again, there is still hope.
The son is not yet totally committed to a life of violent control. If Victor could find it
in himself to show any emotion besides terror and revulsion, the son might learn that some
kind of masculine behavior other than that of violent control is possible. Victor does
not. In fact he betrays what little trust his son has in him. The son then turns to
vengeful murder, seeking out the members of Victor's family, and finally Victor himself.
Father and son pursue one another across the world until they finally achieve the ultimate
filicidal success--mutual self-destruction.
We think we know the story so well. Just as the Greeks thought they knew the story of
Oedipus quite well: the scientist alone in his laboratory, face to face with the biggest
mother of them all. Mother Nature. Note, in passing, how the Japanese reduced the story to
its essence. In the Godzilia re-tellings, the monster becomes both hero and villain. And
all humanity is sacrificed in the bottomless maw of the monster. We who in an earlier age
were cannon fodder have in the age of science become monster fodder. We keep on seeing the
monster as the Son of Science, failing to realize that Science is us and that scientific
behavior is only the latest of our attempts at control. So we dismiss these stories as
childish, foolish nonsense, the stuff of dreams and nightmares. Indeed. Since as a society
we are in the habit of ignoring our dreams, it is no surprise that we have so easily
consigned Mary Shelley's particular dream to the world of irrelevant fantasy.
* * *
Frankenstein: The New Prometheus begins in one of the most desolate parts of the world,
the arctic icecap. In a series of letters to his sister in England, Robert Walton
describes his expedition to find the northwest passage. In a kind of adumbration of the
later development we will see in the main character of the novel, Walton speaks of the
compulsion which drove him to mount such a dangerous undertaking. Also, as Frankenstein
will later do, he refers to his feeling that some hidden destiny is controlling him. And
he feels isolated--he longs for a friend. He, as commander, cannot be friends with the
crew of his ship. He must be their captain, their father, he says.
He describes an apparition who appears one day, more dead than alive, stumbling across
the ice. Half-frozen, the person is taken aboard and revived. It is Victor Frankenstein in
the final pursuit of his monstrous creation--though he doesn't admit this to his rescuers.
When they ask how he came to be in such a place he says only that he is there to
"seek one who fled me." When Walton tells Victor that they had recently seen
another, huge figure moving across the ice, Victor becomes excited but refuses to explain
the situation. Days pass and Victor spends all his time on deck, constantly scanning the
endless ice. To use Shelley's rhetoric: a bond of affection develops between Walton and
Frankenstein. They are after all brothers-in-compulsion. As time passes with no further
sign of his creation, Victor sinks into despair.
Walton gently goads him into telling his story. The main body of the novel ensues. Each
night after Frankenstein has gone to sleep, Walton records the tale as he remembers it, to
send to his sister. Thus the bulk of the novel is a frame-story, a common device for
making a fantastic story more believable to the reader. The device also gives the
appearance of removing the writer one step from direct responsibility for the story--a
fact of more than scholarly interest since the novel eventually turns into a story within
a story within a story within a story. Hidden in that fourth level we will find the one
fairly well-developed female character in the book, a character who bears more than a
little resemblance to Mary Shelley.
So Victor Frankenstein begins his story.
His father married late. His mother was the daughter of his father's recently deceased,
poverty-stricken best friend. The couple spent several years traveling. Victor was born in
Naples. He describes his childhood as idyllic:
I was their plaything and idol.... During every hour of my infant life I received a
lesson of patience, of charity, and of self-control...
Here and throughout the book it is obvious that Victor idolizes his parents as much as
he believes they idolized him.
When he was five, the family was vacationing at Lake Como, where his mother befriended
one Elizabeth Lavenza, the young orphan daughter of a bankrupt Italian aristocrat.
Victor's parents bring Elizabeth home one day and introduce her to Victor as "a
pretty present." As soon as Victor saw her, he:
looked upon Elizabeth as mine--mine to protect, love, and cherish All praises bestowed
on her I received as made to a possession of my own. We called each other familiarly by
the name of cousin. No word, no expression could body forth the kind of relation in which
she stood to me--my more than sister, since till death she was to be mine only.
That is the way Victor treats Elizabeth for the course of the book, as his prized
possession, and as his better half. She has in abundance all those virtues which he
lacks--patience, open affection, consistent tenderness, sensitivity to the effect of one's
actions on others. She is in other words the ideal and idealized woman--and wife. Though
they do not marry till near the end of the story--and then their union ends quickly and
tragically--this chaste pair serves as the ideal, asexual parents of Victor's monster-son.
Victor, as the ultimate father, does not need to copulate with woman to create new life.
He'd rather do it himself. And he does. But no matter where his studies and the awesome
result of his studies take him, Elizabeth is always back in Geneva, keeping the home fires
burning for her less-than-husband-but-more-than-brother, whenever he may find it
advantageous to return to her. She is the stabilizing, emotionally secure anchor which
enables the man in her life to get out there and succeed, always knowing that he has her
to come home to.
Victor is no fool. He is aware of the differences between himself and Elizabeth, is
aware of her sensitivity and to some extent is aware of his own lack of sensitivity. But,
he tells Walton:
While my companion contemplated with a serious and satisfied spirit the magnificent
appearances of things, I delighted in investigating their causes... The world was to me a
secret which I desired to divine. Curiosity, earnest research to learn the hidden laws of
nature, gladness akin to rapture, as they were unfolded to me, are among the earliest
sensations I can remember.
With that, the two major themes of the novel are stated. The scientific theme, which
will drive Victor to create his own son, and the filicidal theme of compulsive control,
which will drive him to destroy his son and himself. His parents saw him as their
plaything, but they were traditional parents, meaning filicidal parents. They also saw him
as:
their child, the innocent and helpless creature bestowed on them by heaven, whom to
bring up to good, and whose future lot it was in their hands to direct to happiness or
misery, according as they fulfilled their duties towards me.
It is precisely that sense of compulsive, controlling parental duty which will be the
undoing of both creator and created as the story unfolds. Reflected in that attitude is
the inability to allow the child to learn to accept responsibility for its own deeds,
which, as we have already seen, lies at the heart of filicidal behavior.
As a youth, Victor has one close friend other than his de facto wife-to-be. He is very
drawn to a schoolmate, Henry Clerval, who is on the surface anyway a kind of male version
of Elizabeth. Where Victor is driven to find the secrets of nature Henry spends his time
contemplating the surface of nature and pondering the "moral relations of
things." (Obviously there is also a biographical level to the novel, of which
scholars have made much; Victor can be seen as a broadly drawn portrait of Byron.
Elizabeth is a reflection of Byron's half-sister with whom he may or may not have had a
sexual relationship. Henry of course is Percy Shelley.)
With Henry on stage all the main characters are present--except one. In a masterful bit
of plotting, Shelley keeps the last and crucial character offstage until almost halfway
through the book. The monster is created long before that but is then set loose in the
countryside, and we are left to our own imaginative devices concerning what he may be
doing while Victor sits around wringing his (and of course Elizabeth's and Henry's) hands.
Anyhow, with these three characters, the stage is set. Victor grows up attracted to
science or, as it was known at the time, natural philosophy. He gets off on the wrong
track for a while by reading the alchemists. Then he goes to an Austrian university where
a few modern chemistry professors set him straight. Victor, it turns out, is a fast
learner. Within two years he has assimilated all that the university has to offer. He sets
up his own laboratory, in hot pursuit of the secret of life.
During this time he is aware that something is compelling him, but he can do nothing
about it. In his first interview at the Austrian university, the professor ignites
Victor's young soul with his praise of the wonders of science. Victor recalls the
professors little speech as "the words of fate":
One by one the various keys were touched which formed the mechanism of my being, chord
after chord was sounded, and soon my mind was filled with one thought, one conception, one
purpose... [to] pioneer a new way, explore unknown powers, and unfold to the world the
deepest mysteries of creation.
As men are wont to do, whether seeking a polio vaccine, an atomic bomb, or success in
the business world, Victor drives himself mercilessly in his quest for the secret of life.
He even stops writing home to Geneva. His efforts pay off. Soon enough he discovers the
"cause of generation and life," a discovery which he feels is reward enough for
any difficulties caused by his compulsion.
. . with how many things are we upon the brink of becoming acquainted, if cowardice or
carelessness did not restrain our inquiry.
Having discovered the secret of life, Victor is faced with the problem of what to do
with it. He interrupts his narration here to scold Walton when Walton asks him just what
that secret consists of. After a brief sermon from Victor, Walton retreats and the story
continues. Victor decides he will make--what else--a man. In fact he will make a man
bigger than life. Because of the delicacy of many of the necessary operations, he will
construct his man about a third larger than life, which is to say, about eight feet tall.
There we have a detail which opens up some intriguing possibilities. Certainly if one
is writing a novel about a monster, one way to make the monster frightening is to make it
very large. There may be more involved here. Perhaps Shelley, through Victor, is creating
man as he appears to women. To female children Daddy is of course bigger than they are.
Even when they grow up he is still bigger. Another possibility is that Shelley is here
creating the forbidden childhood memory of Father as the very large, omnipotent filicide
who, even when we--whatever our sex--grow up, remains psychologically just enough bigger
that he continues to be a threatening and controlling influence in our lives.
Which brings us to the heart of the novel: the first meeting between father and son,
the playing out of the proto-scene when Victor animates his creation.
Lobby poster for the 1931 movie.
The scene (Chapter 5) was, significantly, written first. Shelley tells us in the
introduction to the novel that after she wrote this scene she was thinking of leaving it
in that form as a short piece of fiction. It was at Percy's suggestion that she began
turning it into a novel. Also in the introduction she offers some revealing remarks
concerning the origin of this central scene. Her little group had been reading aloud
German ghost stories. She summarizes the plot of one of these which, in this filicidal
context, is rather striking. The story concerned
the sinful founder of his race whose miserable doom it was to bestow the kiss of death
on all the younger sons of his fated house, just when they reached the age of promise.
Shelley reproduces the climactic scene:
His gigantic, shadowy form, clothed like the ghost in Hamlet, in complete armor, but
with the beaver up, was seen at midnight, by the moon's fitful beams, to advance slowly
along the gloomy avenue. The shape was lost beneath the shadow of the castle walls, but
soon a gate swung back, a step was heard, the door of the chamber opened, and he advanced
to the couch of the blooming youths, cradled in healthy sleep. Eternal sorrow sat upon his
face as he bent down and kissed the forehead of the boys, who from that hour withered like
flowers snapped from the stalk.
In its way the story is an even more poignant reflection of filicidal reality than is
Shelley's novel--this father's very kisses are fatal. One can also wonder at the fact that
Shelley for some reason felt it necessary to tell us about having read this particular
story. Another indication, perhaps, that she was aware that her novel was concerned with
much more than demonstrating the irony and dangers of the new promethean science.
Adding to the evidence that Shelley was working here from the very deep layers of human
perception and motivation is the fact that the central scene of Frankenstein came to her
as a dream. When the group had decided on its little writing competition, the men at once
set about to work on their stories. A fourth person was involved, a certain Dr. Polidori,
whose vampire tale would become the model for Bram Stoker's classic Dracula half a century
later. Shelley had trouble getting started. She couldn't think of a proper beginning for
her story. One night the group had been talking about electricity, specifically about the
possible creation of life using electricity. Shelley tells us in her introduction what
then happened.
Night waned upon this talk, and even the witching hour had gone by before we retired to
rest. When I placed my head on my pillow I did not sleep, nor could I be said to think. My
imagination, unbidden, possessed and guided me, gifting the successive images that arose
in my mind with a vividness far beyond the usual bounds of reverie. I saw with shut eyes,
but acute mental vision--I saw the pale student of unhallowed arts kneeling beside the
thing he had put together. I saw the hideous phantasm of a man stretched out, and then, on
the working of some powerful engine, show signs of life and stir with an uneasy,
half-vital motion. Frightful it must be, for supremely frightful would be the effect of
any human endeavor to mock the stupendous mechanism of the Creator of the world. His
success would terrify the artist; he would rush away from his odious handiwork,
horror-stricken. He would hope that, left to itself, the slight spark of life which he had
communicated would fade, that this thing which had received such imperfect animation would
subside into dead matter, and he might sleep in the belief that the silence of the grave
would quench forever the transient existence of the hideous corpse which he had looked
upon as the cradle of life. He sleeps: but he is awakened; he opens his eyes; behold, the
horrid thing stands at his bedside, opening his curtains and looking on him with yellow,
watery, but speculative eyes.
Thus was the modern myth of Frankenstein's monster born in a hypnogogic vision of Mary
Shelley. And thus was born Mary Shelley's attempt to break the ultimate taboo of a
filicidal society: to see and report on the reality of the proto-scene. Thus began the
saga of Frankenstein, a childish horror story whose ending we are, it seems, still in the
process of devising.
The proto-scene of the novel: adult Father, physically mature, wise, skilled,
omniscient, meets newborn Son, physically malformed, ignorant, clumsy, naive. Father, who
until that moment of face-to-face meeting had been able to keep himself going with an
idealized internal picture of Son as beautiful and perfect, is suddenly faced with the
reality of this male person whom he has created. When Victor animates his son, the son
hardly stirs, but Victor's disillusionment is immediate and total:
His yellow skin scarcely covered the work of muscles and arteries beneath; his hair was
of a lustrous black, and flowing, his teeth of a pearly whiteness; but these luxuriances
only formed a more horrid contrast with his watery eyes, that seemed almost of the same
color as the dun-white sockets in which they were set, his shriveled complexion and
straight black lips.
One assumes that the nonphysical, transcendent God of the Bible had thought that he had
created beautiful children. One assumes that that nonphysical creator found the behavior
of those two children as ugly as Victor finds his son's physical appearance. Both creators
react in similar ways. Of course it does not befit a patriarchal deity to flee, so God
commands his creations to flee. Victor, being something less than a transcendent deity,
has to do the fleeing himself, which he does. In passing we should note another similarity
to the Eden story. When circumstances later bring Victor and his creation together,
Victor's standard response to his son's repeated requests for help is a lofty and
Jehovah-like, "Begone!" The lesson being that you should make sure that you are
either bigger than your creation or that you so intimidate your creation that it thinks
you are bigger.
Victor rejects his son and flees. He goes to an inn near his laboratory in the little
Austrian town where he has been working and spends a restless night. He is engulfed by two
emotions: terror and despair. One wonders if his despair is not a kind of masculine
postpartum depression. He describes his feelings:
. . . dreams that had been my food and pleasant rest for so long a space were now
become a hell to me; and the change was so rapid, the overthrow so complete!
Or is he perhaps merely suffering the classic, patriarchal, post-copulative let-down
(Victor after all has just come like no man has ever come before him) which men have been
complaining about since antiquity?
Are we to see in Victor's response to the sight of his living creation some kind of
automatic paternal rejection syndrome? Is it possible that we have been being killed by
our parents so long that filicide has become if not an instinct at least a deeply
ingrained, learned response to one's child? We learn later, from the monster himself, that
at his "birth" he, like any newborn, was perceiving what was going on around
him, but only very vaguely. He later tells Victor that he knew he had been left alone
(exposed on the mountainside, as it were), but at the time was not aware of the intensity
of Victor's feelings. So that Victor, if he could have found it in himself to love, could
have repaired much of the emotional damage done by this initial rejection. But Victor, as
a man, can behave only as a man behaves, which is to say, filicidally. He is caught in the
same trap with Oedipus and Hamlet.
Next morning, following Victor's fear-filled night at the inn, Shelley contrives to
bring his old friend, Henry Clerval, into the lobby as Victor is passing through. Henry
has come from Geneva to find out why Victor hasn't been writing. Victor's relief is
enormous at the sight of his friend, but he doesn't tell Henry what is going on. With
Henry to lean on, Victor returns to his laboratory. It is empty. As Victor puts it to
Walton: ". . my enemy had indeed fled." His son has been alive less than a day
and already is his enemy. Victor is literally wild with joy to find his creation gone.
Henry is puzzled but Victor tells him nothing. Victor's emotions are so intense that he
collapses and remains in a semi-conscious state for several months.
A year passes during which Victor regains his sanity. He manages to put the monster
completely out of his consciousness and represses his former life so completely that he
develops a "violent antipathy even to the name" of science. But the relationship
between this father and his monstrous son has hardly begun. A letter arrives from Victor's
father with the news that Victor's young brother, five-year-old William, has been
murdered. Victor returns to Geneva and before going home visits the spot where his father
said William was killed. A thunderstorm is raging. As Victor contemplates the spot a flash
of lightning reveals an unmistakable, giant figure stealing off through the bushes.
In that moment of terror everything falls into place for Victor. His memories return
and he relives his suppressed past. Although he cannot imagine how it came about, he must
assume that his own son was the murderer of William. He has a sudden insight into the
reality of his life as he perceives that his creation is in fact his own "vampire, my
own spirit let loose from the grave and forced to destroy all that was dear to me."
Several times in the future Victor will come up against this insight, but it is always too
much for him to accept. He cannot face the part of himself which seems so creative and
clever but which is in reality so destructive. That which he cannot accept, he hates.
Notice that this son who is the father, this "vampire" which is Victor's
creation, remains nameless--that is perhaps the most serious rejection of all in this
patrilinear society where one of the keystones of the masculine personality is the
"immortality" gained through the imposition of one's name on one's wife and
children. Victor cannot recognize his son's paternity. There is an ironic bit of folk
wisdom in the fact that the name "Frankenstein" is now popularly understood to
refer to the monster-son and not to the father.
In despair Victor returns to his mourning family. The plot creaks badly at this point.
Another of the Frankenstein family's adoptive daughters, Justine, is tried for the murder
of William on the basis of circumstantial evidence. This is Shelley tightening the vise on
Victor seemingly to the breaking point, but of course the worst is yet to come. Victor
wrestles with his conscience. If he tells the truth, no one will believe him. But even if
his story is believed, Victor is certain the monster would wreak terrible vengeance if
pursued. Thus Victor remains silent. After Justine is convicted Victor and Elizabeth visit
her in prison. Elizabeth is miserable but Victor realizes that she suffers the misery of
innocence in the presence of atrocity while he suffers the misery of guilt. Justine is
executed, and Victor realizes the double bind in which he is trapped. If he remains alive
he will have to bear the torment of his guilt. If he kills himself he is certain the
monster would go on a rampage of destruction. Such is the filicide's burden, here again,
as it was for Hamlet: to live successfully means to control successfully.
Frankenstein's sense of guilt is further increased as he compares the failure of his
own life with his fathers "serene conscience and guiltless life." That his
mild-mannered, gentle-voiced father might have been responsible for initiating Victor into
the filicidal life of violent control at an early age is so inconceivable a possibility
that it is not considered. The problem is me. Or that Elizabeth, in her pristine
innocence, might somehow be playing a passive, accessorial role is equally inconceivable.
As she says to Victor: where, before, the terrors of the world of men were
remote and more familiar to reason than to the imagination .. now misery has come home,
and men appear to me as monsters thirsting for each other's blood.
She is as thoroughly trapped in her filicidal woman's role as Victor is in his man's
role. She at least establishes the equation:
men = monsters.
But it is a long step from that to the more accurate statement of the equation:
filicidal men = monsters,
with its implication that men can perhaps cease being monsters by ceasing to be
filicidal. And it is an even longer step to the final equation of traditional family
politics:
filicidal humanity = monsters,
which implicates both sexes at the same time that it offers hope for release for both
sexes.
Victor's reaction to his half -sister's words is predictably filicidal:
I listened to this discourse with extremest agony. I, not in deed, but in effect, was
the true murderer.
Of course he does not mean he is responsible for turning his son into a murderer.
Behind his statement lies the unspoken filicidal syllogism:
1. I created a son.
2. All sons are murderers.
3. I created a murderer.
It is the, same syllogism which produced all those mythic fathers who were convinced
their sons would kill them. Being unable to see, accept and then deal with his or her
violence, the parent transfers it in toto to the child by treating the child from the
outset as a violent and dangerous creature who must be forcibly tamed.
To salve his spirit Victor sets out on a horse trip through the Alps, coming at last to
Chamonix. On the glacier there, in a field of ice, father and son meet.
* * *
For many centuries men have been more or less consistently oppressive toward women, and
women have more or less acquiesced in the oppression. During that time men spoke, they
felt, for all humanity. So sure of their rightness were the English-speaking males that
the word "man" came to mean all humanity while the word "woman" meant
only half of humanity. In the past two hundred years women have begun to report on their
view of the oppression, and to do something about it. Their view, stated through the
actions and literature of the feminist movement as well as in the lives of many individual
women, is somewhat at odds with the long-standing view which men have held of themselves
as the only possible rulers of families, nations, and the planet.
Kate Millett pointed out some time ago that the power of the patriarchy rests on a
three-cornered base consisting of women, children, and young males. Each of those three
groups is exploited in different ways to provide support for the maintenance of the
patriarchal structure. Women have for some time now been at work changing the inequities
to which they are subject in this system of things. The hippie rebellion represented the
protest of a significant proportion of one generation of young males against their
fathers filicidal dominion. But what of the children?
How will we ever get the child's, the infant's version of what we have done to it?
Perhaps it is impossible. Study of the self and observation of others yields clues. One
can pierce the curtain of repression hanging over the past, up to a point. But what lies
beyond that point? No infant can speak to us and communicate the reality of its feelings
in the first year or two of life when the act of filicide is usually carried out. And we
have every reason to distrust our adult observations of parent-infant interaction. They
are most likely as self-serving as the male-authored analyses of "femininity"
and "woman's place," from St. Paul to Freud, so beloved of patriarchs past and
present. The actual experience of filicide is securely hidden in all our minds, but those
preliterate, preverbal memories are stored away in areas of the mind marked NON-EXISTENT
at worst, or MYTHIC at best. We forget, and we forget we have forgotten.
As awareness of the magnitude of our oppression enters our consciousness and as our
behavior toward our adult selves begins to change from control to love, our attitude
toward other persons, including--mirabile dictu--children, also changes. Somewhere in the
process perhaps some of us will attain sufficient sensitivity that we may capture in some
medium the infant's response to filicide. Our presently rather badly atrophied sense of
empathy may, as we begin to develop it consciously, yield a picture of the long-hidden
universal experience of filicide.
Until that happens, one of the most extraordinary attempts at such a report is the one
contained in this meeting between Victor and his son. Analyses of the most profound
aspects of human experience using the scientific way of knowledge can, at this late date,
be pretty well dismissed out-of-hand, because that way of knowledge is so thoroughly
contaminated by filicidal limitations and motivations. Art is its own way of knowledge
based on a paradoxical combination of control ("technique") and loss of control
("ecstasy," for want of a better term). The knowledge acquired through the
process of art is often at odds with the knowledge acquired from the institutionalized
ways of patriarchal knowledge. The ecstasy of the creative process places one outside
one's normal, everyday self, and by a mysterious harmony one then functions as a medium
through which ordinarily inaccessible knowledge and realities flow. It is of course the
same process no matter what discipline one is working in, whether one calls it art, or
religion, or even science. For some reason that behavior which we call art has resisted
institutionalization better than have other behaviors, such as that which we call science.
Perhaps we can therefore put somewhat greater trust in the reports of artists when we come
to deal with the hidden realities of human behavior.
Art is also subject to self-serving error. What Shelley recorded as happening between
father and son may be less than accurate. My experience as child and parent--to the extent
that I am able to face honestly my behavior as parent and can remember my experience as
child--and my observations of human behavior past and present indicate that she came very
close to speaking the truth about what transpires between all parents and all children in
this civilization, namely, filicide.
The meeting which she describes is between two males, and I shall discuss it in terms
of masculine behavior, as father meets son. It would be erroneous and dangerous to assume
that the same scene is not played out in only slightly different terms between mothers and
daughters, with the same rejection, the same denial of love, the same competitiveness, the
same acceptance of hatred as norm, the same psychological violence.
Two men meet on a glacier. If warmth is to come, it must come from them. They meet
alone. For males this scene is the universe. It is all of life: the meeting with the ugly,
threatening, hostile, deceitful, violent, murderous Other. Since we recognize no equals
except creatures of our own species and gender, this meeting for a man is always with
another male, who is always our father, our son, our self. Those other meetings--with
women, with children, with young males, with the vast collection of objects we call
nature--all those meetings are subordinate to this meeting of equals, this test of wills,
this proof of manhood. The meeting occurs in two stages. In the first stage the
participants determine which, if either, will blink first, which will back down first. If
neither party blinks, the second stage follows immediately. This is the real battle for
supremacy, to prove that one person is better at controlling than the other. In the second
stage all restraint is dropped and each individual uses all the weapons he has been able
to develop in his filicidal life. The second stage may consist of anything from a very
subtle battle for psychological control to some form of the classic filicidal solution to
major problems, physical violence.
When Victor first sees the monster running across the glacier he is terrified, but he
recovers quickly.
I trembled with rage and horror, resolving to wait his approach and then close with him
in mortal combat. He approached; his countenance bespoke bitter anguish, combined with
disdain and malignity, while its unearthly ugliness rendered it almost too horrible for
human eyes. But I scarcely observed this; rage and hatred had at first deprived me of
utterance, and I recovered only to overwhelm him with words expressive of furious
detestation.
So the first thing Father does is to give Son a tongue-lashing:
"Devil," I exclaimed, "do you dare approach me? And do you not fear the
fierce vengeance of my arm wreaked on your miserable head? Begone .. ! Or rather, stay,
that I may trample you to dust!"
Do you dare approach me, your creator? I, the unapproachable, the divinely untouchable,
pronounce judgment on you, my son, and my judgment is that you are worthless. I reject you
completely. I expose you on the mountainside, I cast you out of Paradise, I circumcise
you, I crucify you, I curse you from the grave.
And how does the son respond to this outpouring of hatred from his father?
"I expected this reception," said the demon. "All men hate the wretched,
how, then, must I be hated, who am miserable beyond all living things! Yet you, my
creator, detest and scorn me, thy creature, to whom thou art bound by ties dissoluble only
by the annihilation of one of us. You purpose to kill me. How dare you sport thus with
life? Do your duty towards me, and I will do mine towards you and the rest of mankind. If
you will comply with my conditions, / will leave them and you at peace; but if you refuse,
I will glut the maw of death, until it be satiated with the blood of your remaining
friends."
Monster or not, this is no ordinary son. In contrast to his father's rage, his response
is a model of patriarchal cool. He is not in the least intimidated by Victor's threats of
physical violence. Neither does he laugh at the ridiculous spectacle that this person two
feet smaller than he makes of himself. He reminds Victor of the actual nature of their
relationship, for Victor appears not to realize that he is cast in the role of father to
this unlikely creature-of-a-son. Being physically larger and more powerful than his
father, this son can make demands and bargain in ways no human infant ever could. And he
does so with a straightforward rationality any patriarch would have to admire. But for all
his size and strength, he is still a child. He is dependent on Victor and he knows it. The
problem is me and the solution is my father.
Neither in this first meeting nor in any subsequent meeting does the son threaten his
father directly with physical violence. Is it possible that our sons are not quite the
patricidal maniacs which our own worst fears about ourselves and our adult capacity for
violence lead us to believe? This monstrous son may articulate the infant's filicidal pain
as none of us ever could, but even he fails to see that the problem originates with his
father's behavior toward him, with his father's rejection of him as an independent entity
responsible for his own behavior and development. Part of the filicidal deal is that both
parent and child unquestioningly and unconsciously accept the validity of the filicidal
syllogism. That being the case, the son does threaten persons close to Victor. Violence or
the threat of violence is the accepted way to get Victor to do his duty (we will find our
shortly just what Victor's duty is, as the son understands it). If Victor fails to do his
duty, the son feels that his life will be meaningless and that he can do nothing but cause
Victor maximum pain as Victor has caused him maximum pain.
As Shelley has the monster put it, we are bound by "ties dissoluble only by the
annihilation of one of us." The reality of the human situation is that we are locked
in mortal embrace. We share this universe, this planet, this existence, but the filicidal
aspect of ourselves cannot tolerate the thought of any other entity trespassing on what we
filicidally see as my universe. Transfigured by our filicidal fury, the human situation
becomes one in which we are locked in mortal combat. The proto-scene becomes the model and
source for that way of being which we call reality. In that scene our two basic
choices--to love or to fight, embrace or combat--are reduced to one: we fight. And we want
so desperately to fight to the death, to get rid of all those other no-good
sons-of-fathers... but something has held us back as a race up to now from the total
yielding up of ourselves to Thanatos. We can now state the theory of filicide in its
simplest form: we want to destroy because we have been destroyed (or so we believe).
Freud, unable to see and accept his own filicide, at the end of his life was reduced to
darkest pessimism as he finally had to face the Manichean orthodoxy which had been
implicit in the theory of psychoanalysis from the beginning, namely the assumption that
human beings and their cultures are trapped in a hopeless struggle between the forces of
life (Eros) and the forces of death (Thanatos). That our seemingly instinctual commitment
to the forces of death might spring from some culture-based experience escaped him.
We destroy because we have been destroyed. But somewhere, usually far beyond the limits
of this defense mechanism personality we create in ourselves as a result of that
destruction, there exists awareness and knowledge of potentials greater and finer than
those expressed in our incessant, internecine battles. It is that knowledge which holds us
back from the final war. Wanting to fight all the time, we find ourselves restrained,
faced with an unending series of half-battles. Confronted with the incomprehensible fact
that we cannot unleash our supposedly infinite filicidal prowess, we react like spoiled,
angry children (since that is in essence what we are) and make the hourly, daily
half-battles even deadlier and more intense. We fight to live and we live to fight.
There's more to our aggression yet. We are restrained not only by portions of ourselves
which lie outside of our filicidal consciousness. We are also restrained by a paradoxical
situation within our filicidal behavior. If the real fight to the death occurs and the
enemy is eliminated, then who am I to fight? My filicidal life loses its meaning precisely
to the extent that I am a genuinely successful filicidal adult. This I, this filicidal
self, has been constructed, trained, and reared to control, but I have to be careful not
to control too much because if I do there won't be anything left to control. If the son
kills the father, if the monster kills Frankenstein, his life becomes meaningless. The
monster knows that. The same holds for Frankenstein. If he kills his son, his life too
becomes meaningless. What evidence do we have that, if he did kill the monster, he could
return to Geneva, marry Elizabeth, and settle down to a life of contented contemplation of
the beauties of his wife, his possible future children, and his old adversary, nature?
None. His whole life has been spent in the pursuit of control, with only brief rest and
recreation breaks in which he catches his breath and enjoys a short dose of domestic
tranquillity or natural beauty.
He, of course, thinks that the life of domestic repose is the one he wants. All of us
compulsive workers and controllers who are existing at levels of affluence above
subsistence are striving for the same end--the good life. It is the visionary rallying
flag every ideology hoists over the distant and rather vague finish line. But even when we
get old and in accordance with our social training convincingly pretend to ourselves and
to others that the vital energies of life are almost exhausted and we "retire,"
even then notice how many of us have difficulty in making the adjustment to the good life
of domestic tranquillity. If that is the case when we are old, are we to expect a man at
the height of his powers (as we are so fond of putting it) to retire from the battlefield
to a life of quietude, serenity, and repose? Or course not, at least not as long as that
man does not understand what has been driving him to exist on and for that battlefield.
Victor responds to his son's calm and reasoned statement with another outburst of
verbal abuse. His rage overcomes him and he hurls himself at the nameless creature. The
father strikes the son. But this son easily eludes this father, physically anyway. And
again the son speaks with quiet reason:
"Be calm! I entreat you to hear me before you give vent to your hatred on my
devoted head... [He then points out that he is physically superior to Victor.] But I will
not be tempted to set myself in opposition to thee. / am thy creature, and / will be even
mild and docile to my natural lord and king, if thou will also perform thy part, the which
thou owest me. Oh, Frankenstein be not equitable to every other and trample upon me alone,
to whom thy justice, and even thy clemency and affection, is most due. Remember that / am
thy creature; I ought to be thy Adam, but I am rather thy fallen angel, whom thou drivest
from joy for no misdeed. Everywhere / see bliss, from which / alone am irrevocably
excluded. I was benevolent and happy; misery made me a fiend. Make me happy, and I shall
again be virtuous."
The monstrous son asks the monstrous father for help, but it is already too late. The
son is already molded by the filicidal stamp. He can seek salvation and redemption only
outside of himself. He admits he is devoted to Victor, he acknowledges Victor as his
"natural lord and king." But he does not understand. He blames his fall from
goodness not on Victor but on humanity. It's their fault. And he is also already the dupe
of the great grown-up deception. He has fallen for the front of happiness and bliss which
humanity puts up before itself and its children. He has fallen for our pretense of
successful control. The son obviously does not, cannot understand the world, but anyone
wise enough to create him and bring him into the world must understand it. Therefore he
throws himself on the mercy of the omniscient father: "Make me happy, and I shall
again be virtuous."
Not only has the monster fallen for the appearance of happiness in humanity generally.
He apparently has also been observing Victor's life, since in his opinion Victor behaves
equitably toward everyone except him. Like the infant lying in the crib, the monster has
had to view humanity from a distance, relying solely on his powers of observation. He
can't get close enough to ask questions because everyone flees at the sight of him; He has
observed adults, as we all did during infancy, and what he has observed is the surface of
filicidal reality, that slick, convincing surface determined by the rules of filicidal
behavior.
Everything appears to be well under control. He has watched, as we did, the skilled
grown-up actors moving about in front of the artfully painted scenery-flat of reputation
and respectability which we have erected to impress the neighbors, the boss, and other
nations, and to convince ourselves that the roles we are playing are correct and
justifiable. Like the Greek writers of tragedy, we find it most effective for all
concerned if the really bloody action takes place offstage (except in times of direst
emergency, such as war). Each of us even carries a piece of the scenery about with us in
the form of clothes. We spend a great deal of time keeping the scenery clean and tidy and
safe. Both the scenery and the acting are so convincing that we ourselves fail to notice
the decay and flabbiness of the covered bodies and the turgid viscosity of the emotional
morass in the societally concealed minds. All the rest, the real, smelly rot, is kept at a
safe distance, well offstage, where we find that vast cultural landfill of humanity
consisting of the poor, the insane, the criminal, the dying, and the already dead.
One might easily recast the entire theory of filicide in theatrical terminology. Were
it not so deadly, we might see our behavior as the ultimate in method acting. As adults we
are constantly playing to an audience, ignorant of the fact that we have a responsibility
and a potential to live improvisationally in any way we can dream of. So caught up in the
roles are we that we remain ignorant of the fact that the audience is also playing a role
and that role-interchange is constantly going on. We are now the actor, now the audience.
As long as we succeed in the role, we are happy and can either ignore the mess backstage
or blame it on someone else. We are such good actors by now that it is no wonder that the
infant in the crib is taken in by our performance.
Or we might recast the theory in pedagogical, educational terms. The traditional
classroom situation is only a somewhat formalized re-creation of the proto-scene. The
experienced, certifiably educated adults have set the problems for the class. They, as the
teachers, have determined which problems shall be dealt with. They have also determined
what shall be considered the correct answers to those problems. They grade the tests and
punish those who do poorly. And it's the only game in town, educationally.
So our monster throws himself on his omniscient teacher-creator and pleads, "Make
me happy!" Too late. The son is already a filicide-in-training. His plea is phrased
in terms of duty, debt, and obligation, the standard terms in which men deal with the
world. We act from duty, not from love. Why? Because we act out of guilt. And where does
the guilt come from? From the debt we owe our omniscient parents because of the bargain
they struck with us by deigning to help and raise and train such ignorant and unworthy
creatures as ourselves. It is the very bargain we see being struck here between this
improbable father and his improbable son.
Again the story of Frankenstein brings us closer to the true nature of filicide. The
mythological sons we looked at earlier never asked their fathers for anything. But here on
the glacier the son asks the father for help, and--as we shall soon see--the father
eventually agrees to the son's request. Reluctantly, but he does agree. What is at work
here is one of the subtler mechanisms of filicide. The son is not yet wholly a creature of
violence the way the father is, which means the son can still ask for love, in one form or
another, as the monster does here. And the father says yes, all right, I'll give you what
you want.
For clarity, let's get a bit ahead of the story. What the monster is working up to is
that Victor create a mate for him. Victor will agree; and as Victor is working on the new
female creature, the monster does become the virtuous person he had promised Victor he
would be if Victor helped him. Then at the last minute, as Victor is about to animate the
new woman, he has second thoughts and destroys her instead. It is that betrayal of the
monster's trust which finally kills the son.
What is significant about the son's request for help is not only that he has fallen for
the filicidal front of successful control, he has also unwittingly accepted the masculine
view of woman as property. And the masculine view of woman as solution to the problems of
masculine filicidal existence. That view of woman is another of the implicit promises
which fathers make to sons as they raise them in the nuclear family. Obviously, mothers
make a similar analogous promise to their daughters. There lies the schizoid essence of
the traditional feminine role: men make women chattel and at the same time elevate them to
such heights of expected goodness, gentleness, and loving affection that they come to be
seen--and they come to see themselves--almost as redeeming angels.
In effect the monster says, "Father, give me a woman and I will be virtuous."
As it happens, of course, Victor, the super-scientist, is in a position to grant this
request. But the giving is an illusion. That is what Victor realizes just before he
animates her. His second creation will have a mind of her own and may well react to the
son with the same horror and rejection with which Victor and others have reacted to him.
What then? Neither Victor nor the monster realizes what Shelley clearly knew, that the
only thing either of them can give the other is the forgiveness of friendship and that the
rest of whatever salvation it is our lot to know is up to the individual. For, having
opened himself to friendship with all persons and things, male and female, animate and
inanimate, the individual is on the way to being freed from the consuming forces of fear,
guilt, hatred, and the need to control which comprise the syndrome called filicide. If
Victor had been able to forgive himself for creating his son, and if his son had been able
to forgive Victor for creating him as he is--ugly, monstrous, an object of universal
loathing--then matters might have turned out differently. But that is the same as saying,
if Jehovah had forgiven himself. So deep does our filicidal experience run and so long has
it been running that such an act of self-forgiveness is almost unthinkable. We can hardly
imagine the outcome if we were to change mortal combat to mortal embrace.
Back on the glacier, the father-son encounter continues in much the some style of
attack and riposte. The monster has not yet revealed his request. All he asks of Victor
for now is that Victor listen to his story of what has happened to him since he was
"born". Victor, who still can't let go of his anger, blurts out the accusation
that the monster murdered young William and, in effect, Justine. Victor's son may be a
monster and a naive one at that but he's nobody's fool. He comes right back with:
"The guilty are allowed, by human laws, bloody as they are, to speak in their own
defense before they are condemned. Listen to me, Frankenstein. You accuse me of murder,
and yet you would, with a satisfied conscience, destroy your own creature. Oh, praise the
eternal justice of man!"
Not bad for a one-year-old. With his child's eyes he has seen through at least part of
adult hypocrisy, that part in which we transfer the blame for our own violence and
suffering to this or that person or group of persons whom we call "the enemy,"
so that we then feel little or no guilt about killing off those persons. To gain such
illusorily cathartic satisfaction we have to ignore the metafamilial reality which lies
just beneath the surface of this meeting between Frankenstein and his monster.
Biologically they are not father and son. Legally they are not father and son. But the
unique nature of their relationship forces them to behave according to the only model
either of them has, the traditional microfamilial father-son model. Their situation at the
same time forces them toward an awareness of their larger, metafamilial relationship for
which neither they nor we have any very good models. They both resist accepting awareness
of the fact that their most important relationship is their common membership in the
family of humanity. It is only the desperate nature of the monster's situation that causes
him to goad Frankenstein toward awareness that they are as much brothers as they are
father and son.
Victor's response remains that of the orthodox older male. He is trapped in the
father-role, and his fatherly conscience begins to bother him.
For the first time, also, I felt what the duties of a creator towards his creature
were, and that I ought to render him happy before I complained of his wickedness.
Victor finally agrees to hear the monster's story.